Secretarial & governance
SEBI & Listing Compliance
Compliance under the SEBI Listing Regulations and insider trading rules, the annual secretarial compliance report and SME IPO support.
Who needs it
Listed companies and companies preparing to list on the main board or an SME platform.
Listed companies file with the stock exchanges throughout the year, and penalties for late or missed disclosures are charged per day. A reliable compliance calendar matters more than anything else.
What we handle
- Quarterly filings: shareholding pattern, corporate governance report, investor complaints
- Disclosures of material events and board outcomes within the deadlines
- Annual secretarial compliance report under regulation 24A
- Insider trading compliance: code of conduct, trading window and the structured digital database
- Preparation for listing, including SME IPOs: restructuring, board composition and due diligence
Working with your team
We work alongside the company secretary and compliance officer, with a shared calendar of every filing, so nothing depends on one person remembering a date.
Documents to keep ready
- Shareholding pattern and corporate governance reports
- Board and committee minutes
- Insider trading policy and structured digital database
- Stock exchange filings